SEC Chief Asserts Agency Can Tackle High-Tech Fraud. Christopher Carey.
by Carey, Christopher; ProQuest Information and Learning Company.
Series: SIRS Enduring Issues 2005Article 36Business. Publisher: St. Louis Post-Dispatch, 2004ISSN: 1522-3191;.Subject(s): Actions and defenses | Boiler room scams | Internet -- Investment use | Investments -- Foreign | Organized crime | Prosecution | Securities fraud | Stockbrokers | United States Securities and Exchange CommissionDDC classification: 050 Summary: "Although the SEC [Securities and Exchange Commission] brought a record number of enforcement cases last year [2003], critics say it still is not doing enough to stop some types of fraud, such as the sale of dubious U.S. securities by unlicensed, offshore brokerages, known as 'boiler rooms.'" (ST. LOUIS POST-DISPATCH) This article discusses the role of the SEC in the prosecution of unlicensed boiler rooms and reveals where this government body has been lax.| Item type | Current location | Call number | Status | Date due |
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| REF SIRS 2005 Business Article 35 Tales of the Unexpected. | REF SIRS 2005 Business Article 36 High-Tech Shell Game. | REF SIRS 2005 Business Article 36 Foreign Investors See Red over 3-D Firm with Local Ties. | REF SIRS 2005 Business Article 36 SEC Chief Asserts Agency Can Tackle High-Tech Fraud. | REF SIRS 2005 Business Article 37 American Poverty. | REF SIRS 2005 Business Article 38 Silver Dollars. | REF SIRS 2005 Business Article 39 King Kong Debt Meets Middle-Class Life. |
Articles Contained in SIRS Enduring Issues 2005.
Originally Published: SEC Chief Asserts Agency Can Tackle High-Tech Fraud, June 15, 2004; pp. n.p..
"Although the SEC [Securities and Exchange Commission] brought a record number of enforcement cases last year [2003], critics say it still is not doing enough to stop some types of fraud, such as the sale of dubious U.S. securities by unlicensed, offshore brokerages, known as 'boiler rooms.'" (ST. LOUIS POST-DISPATCH) This article discusses the role of the SEC in the prosecution of unlicensed boiler rooms and reveals where this government body has been lax.
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