Regulators Finalize Settlement with Investment Firms. Adam Shell.
by Shell, Adam; ProQuest Information and Learning Company.
Series: SIRS Enduring Issues 2004Article 29Business. Publisher: USA Today, 2003ISSN: 1522-3191;.Subject(s): Compromise (Law) | Fines (Penalties) | Investment advisors | Investment banking | Securities fraud | Stockholders | United States Securities and Exchange Commission | Wall StreetDDC classification: 050 Summary: "In a historic, sweeping crackdown on Wall Street's duplicitous dealings during the 1990s stock market mania, securities regulators Monday [April 28, 2003] finalized a $1.4 billion settlement with 10 top investment firms." (USA TODAY) This article reveals that "regulators hope that punishing Wall Street for its greed-inspired misdeeds will go a long way in restoring integrity in financial markets. Countless investors got burned buying Internet stocks that analysts touted with 'strong buy' ratings but privately disparaged."| Item type | Current location | Call number | Status | Date due |
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High School - old - to delete | REF SIRS 2004 Business Article 29 (Browse shelf) | Available |
Articles Contained in SIRS Enduring Issues 2004.
Originally Published: Regulators Finalize Settlement with Investment Firms, April 28, 2003; pp. n.p..
"In a historic, sweeping crackdown on Wall Street's duplicitous dealings during the 1990s stock market mania, securities regulators Monday [April 28, 2003] finalized a $1.4 billion settlement with 10 top investment firms." (USA TODAY) This article reveals that "regulators hope that punishing Wall Street for its greed-inspired misdeeds will go a long way in restoring integrity in financial markets. Countless investors got burned buying Internet stocks that analysts touted with 'strong buy' ratings but privately disparaged."
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